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工作要点:加强对认证机构、实验室和检查机构的监督管理,《质量 发布时间: 2012-07-10 22:28 点击:

工作要点:加强对认证机构、实验室和检查机构的监督管理,《质量发展纲要》工作要点
Key work: strengthening of certification bodies, laboratories and inspection bodies of the supervision and management," quality development program" working point
《纲要》重点要求之八:
" Compendium" key requirements eight:
 章节  相关要求
Chapters related requirements
 七、夯实质量发展基础
Seven, tamp Quality Development Foundation
(三)推动完善认证认可体系  加强对认证机构、实验室和检查机构的监督管理
( three) promote accreditation system certification bodies, to strengthen the supervision and administration of laboratories and inspection bodies
工作要点:加强对认证机构、实验室和检查机构的监督管理
Key work: strengthening of certification bodies, laboratories and inspection supervision
贯彻落实:加强对认证机构的监督管理。
Carry out : to strengthen the supervision and management of the certification body.
第一,要着力强化对认证从业机构的监管。认证、检测机构是认证市场的主体,是提供认证检测服务的源头。加强认证市场监管,必须以强化对认证从业机构监管为切入点,严格落实《认证机构管理办法》,强化认证机构内部管控和风险防范机制,组织认证机构负责人法律知识考试,严格落实认证机构法人实体、认证机构管理层、认证人员三级责任,完善责任考评和追究机制,全面规范认证机构及人员的从业行为。加强认证机构准入审批、年度审核和日常监督,建立认证机构分类管理模式,对体系运行不稳定、诚信记录存在瑕疵、高风险业务领域认证机构从严监管,严厉打击非法认证、虚假认证、超范围认证、超范围超标准收费、买证卖证行为。加强对认证咨询机构的监管,清理整顿各类认证咨询服务公司,加严认证咨询机构审批条件,建立认证咨询、审核、发证的倒查机制,明确认证机构与咨询机构的联带责任,严厉打击发布虚假夸大广告、出具虚假认证资料、认证咨询服务“一条龙”行为,加大处罚力度。加强对各种认证服务、代理机构的监管,严肃查处违规擅自从事境外认证项目代理、使用境外认证标志行为。
First, to strengthen the supervision of the certification organizations. Certification testing organizations certification, is the main body of the market, is to provide certification services source. Strengthening attestation market supervision, must be to strengthen the supervision of certification organizations as the breakthrough point, strictly implement the" attestation orgnaization management approach", strengthen the certification institutions internal control and risk prevention mechanism, organizations of the certification institutions responsible for legal knowledge examination, strict implementation of certification institutions, certification bodies corporate entity management, certification personnel three responsibility, perfect responsibility and accountability mechanisms, comprehensive and normative attestation orgnaization and personnel practices. Strengthening attestation orgnaization admittance, annual audit and daily supervision, establishing authentication mechanism classification management mode, the system operation is not stable, integrity records exist defects, high risk business certification strict supervision, crack down on illegal false certification, certification, certification, beyond the range of ultra range exceeds a standard to collect fees, buy / sell / behavior. To strengthen the supervision of certification consulting agencies, cleaning up various Consultation Service Co, strict certification advisory bodies and the conditions, to establish a certification advisory, auditing, certification and reversed investigation mechanism, clear authentication mechanism and advisory bodies in conjunction with responsibility, severely crack down on false exaggerated advertisement, false certification, certification of the Advisory services" through-train" behavior, increase condemnatory strength. Strengthen the various certification services, agency supervision, seriously investigate and deal with illegal engages in foreign certification project agents, use of overseas certification mark behavior.
第二,要创新认证监管执法方式。一是组织开展认证机构检测机构、获证组织、获证产品联动式监督检查,总结CCC认证联动检查的经验,逐步向有机产品、节能产品等自愿性认证产品推广;二是积极探索认证全过程溯源监管模式,建立和完善认证档案和认证审核、工厂审查、年审、复查换证、转换证书等的记录,运用先进防伪、信息技术,逐步在有机产品等国家统一推行产品认证领域建立认证标志备案查询和信息溯源系统,实现认证标志可识别、认证过程可追溯;三是改进专项监督检查工作,推行网格化监督检查方式,在产业集中度高地区组织多级监管部门联动的集中拉网式检查,提高监管效率;四是完善认证执法监管区域化合作机制,适应区域经济一体化进程,巩固长三角、沈阳经济区、辽宁沿海经济带等区域合作成果,在华北、华东、西北等地区重点推进认证执法监管区域合作机制建设;五是加强流通领域认证监管。针对流通领域监管难点,加强与工商部门的配合,共同出台加强流通领域认证监管的措施,加强对进货渠道、销售场所、网络广告等环节的监管,落实资质审核、台帐登记、专柜销售、票证索取等规定。六是加强风险预警和信息发布工作。加快认证监管信息化系统建设,建立统一的信息查询和申投诉平台,做好认证资质、证书、标志状态的更新和公布工作,及时发布风险预警信息,实现查询、投诉、处置、反馈一体化,提高认证监管的快速反应能力。
The second, want innovation certification regulatory enforcement mode. One is the organization to carry out the certification bodies, inspection institutions, certification organizations, the certified product linkage supervision and inspection, the summary of CCC certification linkage inspection experience, and gradually to the organic products, energy-saving products and other voluntary certification product promotion; the two is to actively explore the certification process tracing supervision mode, establish and perfect the archives and certification, certification factory audit, inspection, review the license change, transfer certificate records, the use of advanced security, information technology, and gradually in organic products such as the unification of the country pursues product certification areas of the establishment of certification mark for query and information trace to the source system, to achieve certification mark identification, authentication process traceability; three is to improve the special supervision and inspection work, carry out grid modes of supervision and inspection, in the industry concentration is high in multistage regulatory linkage on dragnet inspection, improve the efficiency of supervision; the four is the perfect certified law enforcement supervision of regional cooperation mechanism, to adapt to the process of regional economic integration of Yangtze River Delta Economic Zone, Shenyang, consolidation, Liaoning coastal economic belt and the achievement of regional cooperation, in the north, East China, northwest and other regions to focus on promoting the certified law enforcement supervision of regional cooperation mechanism construction; five Is to strengthen the current domain authentication supervision. Aimed at current domain regulatory difficulties, strengthen and business departments, jointly issued to strengthen circulation certification regulatory measures, to strengthen the purchase channels, sales venues, such as network advertisement supervision, implement quality audit, accounting registration, counter sales, ticket to obtain provisions. The six is to strengthen the risk early warning and information dissemination. To speed up the certification supervision information system construction, to establish a unified information query and complaint platform, do a good job qualification authentication, certificate, indicating the status update and publish the work, the timely release of early warning of risk information, realization of inquiries, complaints, disposal, feedback integration, improve the rapid reaction capability certification supervision.
第三,要推进认证执法监管体系建设。各级认证监管部门务必高度重视“监管之监管”,以认证执法监管体系建设为抓手,不断提高监管执法水平。适应质监部门分级管理的新形势,合理配置监管权力、责任和资源,积极探索“监管重心下移、资质管理上收”新模式,强化“属地管理,分级负责”监管机制,推动监管贴近基层、贴近民生。重点强化省级质检部门的统筹管理能力,以中心城市和较大城市为切入点,带动地方认证执法监管水平全面提升。省级质检部门认证执法监管体系建设覆盖面达到100%,中心城市的覆盖面扩大到50%。省级质监局要积极配合地方政府做好管理体制调整工作,加强对市县两级局的指导、管理和服务,创新监管模式和手段,处理好统一管理与分级管理的关系。保障县市区认证监管部门必要的机构、编制和经费,对基层认证执法监管人员开展全面培训。加大认证执法监管信息系统的推广力度,以信息化手段提高地方认证监管部门的监管能力。深化行政审批制度改革、行政执法责任制和政务公开,规范行政执法自由裁量权,加强内部监督和社会监督,健全绩效考核和行政问责制度,促进依法行政、规范管理。
Third, to promote certified law enforcement supervision system construction. Levels of certification authorities must attach great importance to the " supervision regulation", with a certified law enforcement supervision system construction as the starting point, and continuously improve the level of law enforcement supervision. To adapt to the quality supervision department grading management in the new situation, the rational allocation of regulatory powers, responsibilities and resources, and actively explore the" regulatory focus, quality management on " new pattern, aggrandizement" apanage management, classification responsible" regulatory mechanism, promote the supervision of basic level of press close to, close to the people's livelihood. Focus on strengthening the provincial quality inspection departments to co-ordinate the management capacity, the center city and big city as the breakthrough point, promote local certified law enforcement supervision level of comprehensive promotion. The provincial quality inspection departments certified law enforcement supervision system construction the coverage reached 100%, the center city coverage to50%. Provincial Quality Supervision Bureau to actively cooperate with the local government management system adjustment, strengthen pair of city county two class bureau guidance, management and service, innovation superintends mode and means, handle the unified management and classification management relations. Protection of urban county certification regulatory necessary mechanism, preparation and provision of basic level certification, supervision of law enforcement personnel to conduct a comprehensive training. Increase certified law enforcement supervision information system promotion, by means of informationization to improve local certification regulatory supervision ability. Deepening the reform of administrative examination and approval system, the responsibility system for administrative law enforcement and government affairs, standardize administrative law enforcement discretion, strengthen internal supervision and social supervision, perfect the performance appraisal and the administrative accountability system, to promote administration according to law, standard management.
实验室和检查机构是从事检验、检测、检查等技术评价活动,并为社会经济关系和贸易提供技术证明的机构。根据国家有关法律法规的规定,向社会出具具有证明作用数据和结果的实验室和检查机构应依法资质认定。国家认监委负责对这类实验室和检查机构进行资质认定和监督管理。
Lab and examination orgnaization is engaged in inspection, testing, inspection and other technical evaluation activities, and for the social economic relations and Trade Technical Institute that. According to the relevant provisions of state laws and regulations, issued to the has a proven role data and the results of lab and examination orgnaization should according to the qualification. CNCA responsible for this kind of laboratories and inspection bodies for accreditation and supervision and management.
加强实验室和检查机构监督管理的方式包括:一、进一步完善有关管理制度。加快《实验室管理条例》等法律法规的研究和制定,从制度保障上提升实验室和检查机构监督管理的力度。二、提升资质认定行政审批质量。通过加强评审员监督管理,加强资质认定行政审批工作的管理,充分利用能力验证等管理手段,不断提升实验室和检查机构资质认定行政审批质量,确保取得资质认定的实验室的管理水平、技术能力和运行管理都处于提升、规范的状态;三、加强对获证实验室和检查机构的监督检查。充分利用年度监督检查、飞行检查等手段,加强对获证实验室和检查机构的监督检查,通过创新监督检查方式、扩大监督检查的深度和广度,不断提升检查效果,从而促进实验室和检查机构能力水平的保持和提升。四、充分利用社会监督机制。加强宣传,充分调动社会监督力量,通过媒体、消费者、企业、政府部门以及实验室的业务对象等多种渠道,多方位、多角度地开展社会监督,不断提升实验室和检查机构的行为规范。五、大力推动实验室和检查机构诚信体制建设。研究和运用诚信体制建设手段,推动实验室和检查机构诚信体制建设,将实验室的资质认定、业务行为、社会活动等逐步指标化,纳入征信体系,进而形成实验室和检查机构的诚信管理制度。六、   充分利用现代信息管理技术进行监督管理。充分利用检测资源共享平台、资质认定网上行政审批系统以及其他现代信息管理技术,进一步促进实验室和检查机构各类信息、运行状态的信息化、电子化,从而不断提升实验室和检查机构跟踪、管理的效率和质量。
Strengthening the supervision and administration of laboratories and inspection bodies include: one, to further perfect the management system. Accelerate" Laboratory Management Ordinance" and other laws and regulations research and development, from the system of protection to promote lab and examination orgnaization supervision management. Two, improve qualification of administrative examination and approval of quality. By strengthening the assessors supervision and management, strengthen the qualification of administrative examination and approval work management, make full use of ability verification management tools, and constantly improve qualification accreditation of laboratories and inspection bodies to ensure the quality of administrative examination and approval, has obtained the qualifications of the level of laboratory management, technical ability and operation management in the promotion, in standard condition; three, to strengthen by certificate of inspection laboratories and inspection bodies. Make full use of the annual inspection, inspection means, strengthen pair of accredited laboratories and inspection bodies of the supervision and inspection, the supervision and inspection by innovation, expand the depth and breadth of supervision and inspection, improve the inspection effect, thereby promoting lab and examination orgnaization ability to maintain and upgrade. Four, make full use of the social supervision mechanism. Strengthen the propaganda, fully mobilize the social supervision of power, through the media, consumers, enterprises, government departments and the laboratory business objects and other channels, much azimuth, much angle to carry out social supervision, and constantly improve the code of conduct for laboratories and inspection bodies. Five, vigorously promote the construction of good faith system of laboratories and inspection bodies. Research and application of credit system construction of laboratories and inspection bodies means, promote credit system construction, laboratory accreditation, business behavior, and other social activities gradually indicators, into the credit system, and the formation of laboratories and inspection bodies of the credit management system. Six, make full use of modern information technology to carry out supervision and management. Make full use of testing resources sharing platform, qualification online administrative approval system and other modern information management technology, to further promote the lab and examination orgnaization of various types of information, operation state information, electronic, so as to continuously enhance the lab and examination orgnaization tracking, management efficiency and quality.
工作要点:加强对认证机构、实验室和检查机构的监督管理,《质量发展纲要》工作要点
Key work: strengthening of certification bodies, laboratories and inspection bodies of the supervision and management," quality development program" working point