当前位置: 网站首页 > 认证认可新闻 >
ISO认证公司与认证机构违反规范行为的调查与处理 《认证机构公平 发布时间: 2013-12-17 11:22 点击:

ISO认证公司认证机构违反规范行为的调查与处理 《认证机构公平竞争规范——认证价格自律规定》
ISO certification and certification institution violates the normative acts of investigation and treatment of "certification bodies fair competition standards -- Certification price self-discipline rules"
第十六条协会对在监督检查或调查中发现的认证机构价格违规行为,视情节轻重分别予以处理。
The sixteenth Association of certification bodies prices violations found in the supervision and inspection or survey, depending on the seriousness of the case shall be dealt with separately.
(一)协会在监督检查或调查中发现认证机构一年内出现价格违规项目数量或价格违规行为次数较少,涉及的组织规模较小,没有造成其他负面影响的,责令其立即纠正,并给予书面警告。
(a) association found that certification bodies within a year the price of a fewer number of irregularities in the project quantity or price irregularities in the supervision and inspection or survey, involving the organization scale is small, without causing other negative effects, and ordered its immediate rectification, and give a written warning.
(二)有下列情况之一者,由协会责令其立即纠正价格违规行为,给予内部通报批评,并处交纳违约金 1-3 万元。
(two) to have one of the following circumstances, by the association shall be ordered to immediately correct price violations, given internal criticism, and pay breach of contract damages of 1 - 30000 yuan.
1.监督检查或调查中发现认证机构一年内出现价格违规项目数量或行为次数较多,在行业内造成了一定的负面影响的;
Certification bodies within a year the price violation project quantity or behavior more frequently found 1 supervision and inspection or survey, caused some negative impact in the industry;
2.不接受协会组织的监督检查或调查工作的;
2 do not accept the association organization of supervision and inspection or survey work;
3.瞒报、拒报认证价格执行情况的。
3 conceal, refusing to report the implementation of certification prices.
(三)协会在监督检查或调查中发现认证机构一年内频繁出现价格违规的项目或行为,并在行业内造成了较大的负面影响的,责令其立即纠正,给予公开通报批评,并处交纳违约金 5-10 万元。
(three) association found that certification bodies within one year of frequent price violations of the project or the behavior in the supervision and inspection or survey, and caused great negative impact in the industry, and ordered its immediate rectification, give public notice of criticism, and pay breach of contract damages of 5-10 million yuan.
(四)有下列情况之一者,将其违反公平竞争规范的事实给予公开通报,并处交纳违约金 10 万元。
(four) to have one of the following circumstances, the violation of fair competition to inform the public of normative facts, and pay breach of contract damages of 100000 yuan.
1.监督检查或调查中发现认证机构在一年内频繁发生价格违规项目或行为,严重违反本规范,并在社会上造成恶劣影响的;
Frequent occurrence of certification bodies within a year the price violation project or behavior found 1 supervision and inspection or survey, a serious violation of the norms, and cause bad influence in society;
2.一年内累计 2 次不接受协会组织的监督检查或调查工作的;
The cumulative total of 2 times do not accept the association organization of supervision and inspection or survey work 2 years;
3.一年内累计 2 次瞒报、拒报认证价格执行情况的。
3 years a total of 2 times, or refusing to report the implementation of certification prices.
(五)对拒绝交纳违约金的违规认证机构,在其公平竞争信誉保证金中扣除相应金额,并责成其补足公平竞争信誉保证金。
(five) the refused to pay the breach of authentication mechanism of gold, deduct the amount of the fair credit deposit, and instruct them to complement the fair credit deposit.
第十七条协会根据对认证机构执行价格自律情况监督检查的结果,还可以作出如下奖惩处理:
The seventeenth association according to the certification agency executive price self-discipline supervision and inspection results, also can make the following reward processing:
(一)协会对 D 级机构在协会网站上进行公示。
(a) the association of publicity D class mechanism on the association's website.
(二)对 A 级机构实施如下鼓励措施:
(two) implement the following measures to encourage A mechanism:
1.适当减少价格自律检查的抽查频次和抽样数量;
1 appropriate to reduce the price discipline inspection sampling frequency and sampling number;
2.允许 A 级机构转换 D 级机构的证书,对其它机构的证书转换按协会有关的规定执行。
2 allows the A mechanism for converting D class certificate, certificate of other institutions to implement the relevant provisions by the Association for conversion.
(三)对 D 级和 C 级机构实施如下全部或部分处罚:
(three) the implementation of the following all or part of punishment on D level and C level institutions:
1.增加价格自律检查的抽查频率和抽样数量;
1 price increase self inspection sampling frequency and sampling number;
2.在评价结论公布后的六个月内禁止 D 级认证机构转换其它机构证书;
No D class certification mechanism for converting other certificate six months after the release of 2 in the conclusion of the evaluation in;
3.对 C 级机构转换证书的价格自律情况进行专项检查;
The special inspection of C grade 3 Certificate transfer price self-discipline mechanism;
4.协会对 C 级和 D 级机构以下相关人员进行价格自律规范的强制性培训。
4 Association of price self-discipline norms mandatory training on C level and D level mechanism related personnel.
第十八条协会对认证机构执行本规范的情况进行客观评价后,可启动认证认可联动工作机制,向国家认证认可行政监管部门和/或认可机构进行通报。对于所发现的问题,特别是 D 级机构的问题,利用联动机制深入核查。
The eighteenth Association for the objective evaluation to the certification institution to the specifications of the situation, may start the certification and accreditation linkage mechanism, to inform the administrative department of national certification accreditation regulatory and / or authorized institutions. For the problems, especially the D level institutions, the linkage mechanism in-depth verification.
第十九条认证机构若对协会的处理决定有异议,可于收到违规处理通知后 15 个工作日内,以书面形式向协会提出申诉。
Article nineteenth certification authority if the association of treatment decisions have objections, in handling of violation notice received after 15 working days, filed a complaint in written form to the association.
(一)协会应对申诉内容进行再次核实,并将核实结果告知申诉人。
(a) association response to complaints were checked again, and verify the results inform the complainant.
(二)必要时,协会可将违规处理决定提交常务理事会进行复议。常务理事会的复议决定是最终决定。
(two) when necessary, the association may be illegal processing decided to submit the Standing Council for reconsideration. The Standing Council of the reconsideration decision is final.
(三)认证机构若对协会常务理事会的复议决定有异议,可向国家质量监督检验检疫总局和国家认证认可监督管理委员会反映。
(three) certification body for Association executive council reconsideration decisions have objections, to reflect the national quality supervision and inspection and quarantine and the national certification and accreditation commission.
第二十条违约金原则上用于价格违规行为的调查和处理,包括对反映经查证属实的认证机构价格违规行为的单位及个人给予奖励。处违约金的,一次性奖励违约金的 30%;未处违约金的,一次性奖励 2000 元。
Twentieth default for investigation and handling of violations of the gold price principle, including the units and individuals to reflect that certification organization price violations true reward. Office liquidated, a one-time award penalty 30%; not is liquidated, a one-time award 2000 yuan.
第二十一条协会对各认证机构执行本规范的情况及时进行通报。
The twenty-first Association for the implementation of this code of each authentication mechanism timely notification.
第二十二条组织开展行业自律活动,是协会的日常工作之
Twenty-second to organize the industry self-discipline activity, is the association of the daily work
一,所需经费由中国认证认可协会解决,不另向会员收取。
One, the funds needed by the China certification and Accreditation Association, no additional charge to members.
第二十三条协会必须对执行本规范的相关认证机构提交的相关信息予以保密。协会有义务为举报人保守秘密。
The twenty-third association must be kept confidential information submitted to the relevant certification organization for the implementation of this code shall be. The association has the obligation to keep secret informants.
ISO认证公司认证机构违反规范行为的调查与处理 《认证机构公平竞争规范——认证价格自律规定》
ISO certification and certification institution violates the normative acts of investigation and treatment of "certification bodies fair competition standards -- Certification price self-discipline rules"